DWPenny Dilution WatchSEC filings, dilution and pump patterns: what to watch out for
FLUX $0.6400 +57.3%AMIX $3.78 -3.6%SHFS $1.18 -9.2%SMTK $1.65 +0.6%SEV $1.66 -2.6%CDT $0.9900 -20.8%BBBYW $0.3700 -14.9%HOST $3.60 -7.2%OTLK $0.5930 +3.1%USBC $0.5300 -1.8%ZNB $1.54 +45.3%CYCU $3.82 +42.0%AMOD $3.49 +198.3%HGAS $0.0985 +95.8%AIXI $1.81 +49.0%GIFT $0.5500 +7.4%LTHIF $0.0750 +180.9%QTEX $1.10 +40.1%AUID $0.4390 +16.1%RDAR $0.0002 +100.0%PFAI $2.53 +5.4%ASFH $0.2340 +10.1%PBSV $0.5000 +11.1%SCKT $0.7100 +31.5%FLUX $0.6400 +57.3%AMIX $3.78 -3.6%SHFS $1.18 -9.2%SMTK $1.65 +0.6%SEV $1.66 -2.6%CDT $0.9900 -20.8%BBBYW $0.3700 -14.9%HOST $3.60 -7.2%OTLK $0.5930 +3.1%USBC $0.5300 -1.8%ZNB $1.54 +45.3%CYCU $3.82 +42.0%AMOD $3.49 +198.3%HGAS $0.0985 +95.8%AIXI $1.81 +49.0%GIFT $0.5500 +7.4%LTHIF $0.0750 +180.9%QTEX $1.10 +40.1%AUID $0.4390 +16.1%RDAR $0.0002 +100.0%PFAI $2.53 +5.4%ASFH $0.2340 +10.1%PBSV $0.5000 +11.1%SCKT $0.7100 +31.5%
Penny stocks · SEC filings · Live signals

Penny Dilution Watch

SEC filings, dilution and pump patterns: what to watch out for

Regime NEUTRALIWM 281.52VIX 15.31Data 2026-10-02Updated Oct 3, 2026, 12:58 AM EDT

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SEC filings, dilution and pump patterns: what to watch out for

NEUTRALSmall-cap regime
2,998Penny stocks scored of 3,600
32STRONG signals
59On the avoid list
217Event signals open

59 penny stocks carry enough dilution risk to sit on the avoid list today. Read the filings before the chart.

Ailsa's filing check from the Daily Consolidated Report: regime NEUTRAL, 2,998 names screened against SEC records.

NEUTRAL regime (×0.90) · Risk-on tape · data 2026-10-02 · built Oct 3, 2026, 12:58 AM EDT · Open the Daily Consolidated Report

Event signals: 217 open

  • WHLR Share offering / registration. Reaction matched the usual pattern: -49.4% since the filing, confidence 80.
  • DKI Share offering / registration. Reaction matched the usual pattern: -45.9% since the filing, confidence 80.
  • VERI Share offering / registration. Reaction matched the usual pattern: -37.1% since the filing, confidence 80.

Open Market Events

Dilution avoid list

TickerLastChangeRiskWhy
FLUX$0.6400+57.3%0.645 registration/prospectus filing(s) in 90d (424B3); shares outstanding +28% year over year; +57% on 958x volume with no SEC filing catalyst
AMIX$3.78-3.6%0.705 registration/prospectus filing(s) in 90d (424B3, 424B5, S-3); shares outstanding +66% year over year; charter amendment 8-K (item 5.03, often a reverse split) on 2026-06-24
SHFS$1.18-9.2%0.804 registration/prospectus filing(s) in 90d (424B7, S-1, S-1/A); shares outstanding +300% year over year; charter amendment 8-K (item 5.03, often a reverse split) on 2026-10-01
SMTK$1.65+0.6%0.804 registration/prospectus filing(s) in 90d (S-3, S-1, 424B3, S-3/A); shares outstanding +361% year over year; charter amendment 8-K (item 5.03, often a reverse split) on 2026-08-21
SEV$1.66-2.6%0.654 registration/prospectus filing(s) in 90d (S-3, 424B4, S-1/A, S-1); shares outstanding +181% year over year
CDT$0.9900-20.8%0.804 registration/prospectus filing(s) in 90d (424B3, S-1); shares outstanding +287% year over year; charter amendment 8-K (item 5.03, often a reverse split) on 2026-09-25
BBBYW$0.3700-14.9%0.625 registration/prospectus filing(s) in 90d (424B3, 424B5, S-8, S-3); shares outstanding +38% year over year; charter amendment 8-K (item 5.03, often a reverse split) on 2026-08-14
HOST$3.60-7.2%0.804 registration/prospectus filing(s) in 90d (424B5); shares outstanding +115% year over year; charter amendment 8-K (item 5.03, often a reverse split) on 2026-09-17
OTLK$0.5930+3.1%0.804 registration/prospectus filing(s) in 90d (424B5, 424B3, S-3); shares outstanding +448% year over year; charter amendment 8-K (item 5.03, often a reverse split) on 2026-07-16
USBC$0.5300-1.8%0.653 registration/prospectus filing(s) in 90d (S-1/A); shares outstanding +5077% year over year

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Model portfolios

Signal Core: QSI, INSG, FEAM, RXRX, BBD, FNGR, PACB, TNMG, SCKT, MYGN, AMOD, ICU, SANG, CCO, SSM, SITC, NAUT, KEEL, GLND, SES, XPOF, OM, DLXY, NABL, ELME (return +97.7%, max drawdown -9.0%)

Momentum: FLUX, ZNB, CYCU, AMOD, HGAS, AIXI, GIFT, QTEX, PFAI, ASFH (return +89.7%, max drawdown -18.6%)

Quality Resilience: QSI, INSG, RXRX, PACB, MYGN, SANG, CCO, SSM, SITC, KEEL (return +39.0%, max drawdown -8.2%)

5:1 setups
TickerLastTargetReward to riskScore
ABUS$4.45$5.235.540.64
GT$4.84$6.256.430.64
SCNX$0.1590$0.38507.890.62
SOC$3.51$5.385.780.62
SGRX$1.26$3.449.030.62
VRRM$2.81$4.187.920.61
FLWS$2.56$3.745.840.60
ABR$3.56$5.259.210.60
MPT$3.27$4.085.270.60
LAC$2.55$3.326.200.60

Data and alerting only; not investment advice.

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